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Introduction: 7. The Axiom of Choice, Order and Zorn’s Lemma

A solutions manual for Algebra by Thomas W. Hungerford

Introduction: Prerequisites and Preliminaries

7. The Axiom of Choice, Order and Zorn’s Lemma

1. Let \((A, \le )\) be a partially ordered set and \(B\) a nonempty subset. A lower bound of \(B\) is an element \(d\in A\) such that \(d\le b\) for every \(b\in B\). A greatest lower bound (g.l.b.) of \(B\) is a lower bound \(d_0\) of \(B\) such that \(d \le d_0\) for every other lower bound \(d\) of \(B\). A least upper bound (l.u.b.) of \(B\) is an upper bound \(t_0\) of \(B\) such that \(t_0 \le t\) for every other upper bound \(t\) of \(B\). \((A,\le )\) is a lattice if for all \(a, b \in A\) the set \(\{a, b\}\) has both a greatest lower bound and a least upper bound.
 \(\quad\)(a) If \(S \ne \emptyset\), then the power set \(P(S)\) ordered by set-theoretic inclusion is a lattice, which has a unique maximal element.
 \(\quad\)(b) Give an example of a partially ordered set which is not a lattice.
 \(\quad\)(c) Give an example of a lattice with no maximal element and an example of a partially ordered set with two maximal elements.

Proof. \(\quad\)(a) Let \(X,Y\), and \(T\in P(S)\). \(X \subset T\) and \(Y \subset T\) if and only if \(X \cup Y \subset T\), and \(T \subset X\) and \(T \subset Y\) if and only if \(T \subset X \cap Y\). Thus \(X \cap Y\in P(S)\) is the greatest lower bound and \(X \cup Y\in P(S)\) is the least upper bound of \(\left\{{X, Y}\right\}\). Therefore, \(P(S)\) is a lattice. Given any set \(A \in P(S), A \cup S = S\), so \(S\) is a maximal element of \(P(S)\). Furthermore, any set \(M \in P(S)\) that is maximal has the property that \(M \cup S = S\). Therefore, \(P(S)\) has a unique maximal element, \(S\).\(\quad\square\)

Examples. \(\quad\)(b) The set \(\{\emptyset, \{0, 2\}, \{1, 3\}\}\) ordered by inclusion.
 \(\quad\)(c) The natural numbers ordered in the traditional way, and the set \(\{\emptyset, \{0, 2\}, \{1, 3\}\}\) ordered by inclusion.

2. A lattice \((A,\le )\) (see Exercise 1) is said to be complete if every nonempty subset of \(A\) has both a least upper bound and a greatest lower bound. A map of partially ordered sets \(f :A\to B\) is said to preserve order if \(a\le a'\) in \(A\) implies \(f(a) \le f(a')\) in \(B\). Prove that an order-preserving map \(f\) of a complete lattice \(A\) onto itself has at least one fixed element (that is, an \(a \in A\) such that \(f(a) = a\)).

Proof. \(\quad\)Let \(P=\{x\in A:f(x)\ge x\}\). \(P\) is nonempty since the g.l.b of \(A\in P\). Let \(a\) be the l.u.b of \(P\). Since \(a\ge x\) for all \(x\in P\), \(f(a) \ge f(x)\) for all \(x\in P\), thus \(f(a)\ge x\) for all \(x\in P\), and so \(f(a) \ge a\) and \(a\in P\). Since \(a\le f(a)\) implies \(f(a)\le f(f(a))\), \(f(a)\in A\), and so \(f(a)\le a\). Therefore, \(f(a) = a\).\(\quad\square\)

3. Exhibit a well-ordering of the set \(\mathbb{Q}\) of rational numbers.

Example. \(\quad\)\(0, \frac{1}1, \frac{1}2, \frac{2}1, \frac{1}3, \frac{3}1, \frac{1}4, \frac{2}3, \frac{3}2, \frac{4}1, \frac{1}5, \frac{5}1, \frac{1}6,...,\) \(\text{-} \frac{1}1, \text{-} \frac{1}2,\) \(\text{-} \frac{2}1,\) \(\text{-} \frac{1}3,\) \(\text{-} \frac{3}1,\) \(\text{-} \frac{1}4, \text{-} \frac{2}3, \text{-} \frac{3}2,\) \(\text{-} \frac{4}1,...\)

4. Let \(S\) be a set. A choice function for \(S\) is a function \(f\) from the set of all nonempty subsets of \(S\) to \(S\) such that \(f(A) \in A\) for all \(A \ne \emptyset, A\subset S\). Show that the Axiom of Choice is equivalent to the statement that every set \(S\) has a choice function.

Proof. \(\quad\)When \(S = \emptyset\), there is no nonempty subset of \(S\); vacuously true, so we suppose \(S\) is nonempty. Let \(X=\{X_i\mid i\in I\}\) be the family of all nonempty subsets of \(S\) indexed by a nonempty set \(I\). Suppose that the Axiom of Choice is true, then we have a product \(\prod_{i\in I}X_i\neq\emptyset\), and there is a sequence \(\langle x_i\in X_i\mid i\in I\rangle\), thus we have the function \(f(i)=x_i\). So every set \(S\) has a choice function. Conversely, If there is a choice function \(f\), then \(\langle f(i)\in X_i\mid i\in I\rangle\) is an element of the product \(\prod_{i\in I}X_i\) for all nonempty \(X_i\subset S\). Thus the product is nonempty.\(\quad\square\)

5. Let \(S\) be the set of all points \((x, y)\) in the plane with \(y \le 0\). Define an ordering by \((x_1,y_1) \le (x_2,y_2) \iff x_1 = x_2\) and \(y_1 \le y_2\). Show that this is a partial ordering of \(S\), and that \(S\) has infinitely many maximal elements.

Proof. \(\quad\)It is easily seen that the relation on \(S\) is reflexive, antisymmetric, and transitive, and that the elements \((x, 0)\) are all maximal elements.\(\quad\square\)

6. Prove that if all the sets in the family \(\{A_i \mid i \in I \ne \emptyset\}\) are nonempty, then each of the projections \(\pi_k: \prod_{i\in I} {A_i\to A_k}\) is surjective.

Proof. \(\quad\)By definition, the product \(\prod_{i\in I}{A_i}\) is the set of all functions \(f : I \to \bigcup_{i \in I}A_i\) such that \(f(i) \in A_i\) for all \(i \in I\). Thus each of the projections \(\pi_k : \prod_{i\in I} {A_i \to A_k}\) is given by \(f \mapsto f(k)\). Since for each \(k\), the product \(\prod_{i\in I}{A_i}\) has all functions \(f\) such that \(f(k)\in A_k\), \(\text{dom } \pi_k=A_k\), and so \(\pi_k\) is surjective.\(\quad\square\)

7. Let \((A, \le )\) be a linearly ordered set. The immediate successor of \(a \in A\) (if it exists) is the least element in the set \(\{x\in A\mid a<x\}\). Prove that if \(A\) is well-ordered by \(\le\), then at most one element of \(A\) has no immediate successor. Give an example of a linearly ordered set in which precisely two elements have no immediate successor.

Proof. \(\quad\)Given any \(a \in A\). If \(a\) is not a maximal element of \(A\), then \(X_a=\{x \in A\mid x>a\}\) is nonempty, and by well-orderedness, \(X_a\) has a least element \(m\) which is the immediate successor of \(a\). Otherwise, \(a\) has no immediate successor; given any two maximal elements \(M\) and \(N\), then either \(M < N\) or \(M = N\) or \(N < M\); thus \(M = N\).\(\quad\square\)

Example. \(\quad\)Consider \(\left[0,1\right]\cup\left(1.1,2\right] \subset \mathbb{R}\). \(1\) and \(2\) have no immediate successor.